Filing Details
- Accession Number:
- 0001157523-20-000544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-20 16:56:23
- Reporting Period:
- 2020-04-16
- Accepted Time:
- 2020-04-20 16:56:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65596 | Siebert Financial Corp | SIEB | Security Brokers, Dealers & Flotation Companies (6211) | 111796714 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727711 | Richard Gebbia | C/O Siebert Financial Corp. 120 Wall Street New York NY 10005 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Disposition | 2020-04-16 | 748,233 | $5.60 | 2,640,081 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | 335,000 | Indirect | See footnote |
Footnotes
- The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia.
- Various family members included in the Reporting Person's indirect ownership own 335,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Billionaire Hedge Funds
