Filing Details
- Accession Number:
- 0001157523-20-000542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-20 16:46:04
- Reporting Period:
- 2020-04-16
- Accepted Time:
- 2020-04-20 16:46:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65596 | Siebert Financial Corp | SIEB | Security Brokers, Dealers & Flotation Companies (6211) | 111796714 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727425 | M. John Gebbia | C/O Siebert Financial Corp. 120 Wall Street New York NY 10005 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Disposition | 2020-04-16 | 685,155 | $5.60 | 1,826,681 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | 24,000 | Indirect | See footnote |
Footnotes
- The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 685,155 shares of Issuer common stock in a private transaction to Gloria E. Gebbia.
- Various family members included in the Reporting Person's indirect ownership own 24,000 shares of Issuer common stock.
Billionaire Hedge Funds
