Filing Details
- Accession Number:
- 0001209191-20-025084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-20 16:22:39
- Reporting Period:
- 2020-03-06
- Accepted Time:
- 2020-04-20 16:22:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524223 | Manning & Napier Inc. | MN | Investment Advice (6282) | 452609100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1770597 | Thomas Aaron Mcgreevy | C/O Manning &Amp; Napier, Inc. 290 Woodcliff Drive Fairport NY 14450 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 | Acquisiton | 2020-03-06 | 2,717 | $1.57 | 209,825 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.59, inclusive. The reporting person undertakes to provide to Manning & Napier, Inc., any security holder of Manning & Napier, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
- Includes 156,744 restricted stock units and 5,000 shares of restricted stock, both of which will convert to common stock on a one-for-one basis. The restricted stock units and shares of restricted stock are both subject to time vesting, with 25,740 and 25,741 of such restricted stock units vesting on December 3, 2020 and December 3, 2021, respectively, 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023 and February 3, 2024, 26,315 of such restricted stock units vesting on February 3, 2025 and 5,000 of such shares of restricted stock vesting on April 16, 2021.