Filing Details

Accession Number:
0001209191-20-025084
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-20 16:22:39
Reporting Period:
2020-03-06
Accepted Time:
2020-04-20 16:22:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524223 Manning & Napier Inc. MN Investment Advice (6282) 452609100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770597 Thomas Aaron Mcgreevy C/O Manning &Amp; Napier, Inc.
290 Woodcliff Drive
Fairport NY 14450
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Acquisiton 2020-03-06 2,717 $1.57 209,825 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.59, inclusive. The reporting person undertakes to provide to Manning & Napier, Inc., any security holder of Manning & Napier, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
  2. Includes 156,744 restricted stock units and 5,000 shares of restricted stock, both of which will convert to common stock on a one-for-one basis. The restricted stock units and shares of restricted stock are both subject to time vesting, with 25,740 and 25,741 of such restricted stock units vesting on December 3, 2020 and December 3, 2021, respectively, 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023 and February 3, 2024, 26,315 of such restricted stock units vesting on February 3, 2025 and 5,000 of such shares of restricted stock vesting on April 16, 2021.