Filing Details

Accession Number:
0001209191-20-024648
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-16 16:24:04
Reporting Period:
2020-04-14
Accepted Time:
2020-04-16 16:24:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1560258 Electrocore Inc. ECOR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230641 L L James Tullis C/O Electrocore, Inc.
150 Allen Road, Suite 201
Basking Ridge NJ 07920
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-14 1,764,705 $0.85 1,764,705 No 4 P Indirect via Tullis Growth Fund II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect via Tullis Growth Fund II, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 172,504 Direct
Common Stock 8,183 Indirect via Spouse
Common Stock 7,533 Indirect via Sara Tullis Wester Trust
Common Stock 12,304 Indirect via John L Tullis Trust
Common Stock 12,304 Indirect via Elizabeth Tullis Trust
Common Stock 15,380 Indirect via Linda Tullis Family Trust
Common Stock 8,893 Indirect via HPS Tullis Trust
Footnotes
  1. Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.
  2. The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.