Filing Details
- Accession Number:
- 0001209191-20-024648
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-16 16:24:04
- Reporting Period:
- 2020-04-14
- Accepted Time:
- 2020-04-16 16:24:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1560258 | Electrocore Inc. | ECOR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230641 | L L James Tullis | C/O Electrocore, Inc. 150 Allen Road, Suite 201 Basking Ridge NJ 07920 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-04-14 | 1,764,705 | $0.85 | 1,764,705 | No | 4 | P | Indirect | via Tullis Growth Fund II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | via Tullis Growth Fund II, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 172,504 | Direct | |
Common Stock | 8,183 | Indirect | via Spouse |
Common Stock | 7,533 | Indirect | via Sara Tullis Wester Trust |
Common Stock | 12,304 | Indirect | via John L Tullis Trust |
Common Stock | 12,304 | Indirect | via Elizabeth Tullis Trust |
Common Stock | 15,380 | Indirect | via Linda Tullis Family Trust |
Common Stock | 8,893 | Indirect | via HPS Tullis Trust |
Footnotes
- Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.
- The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.