Filing Details

Accession Number:
0001209191-20-024636
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-16 15:36:27
Reporting Period:
2020-04-14
Accepted Time:
2020-04-16 15:36:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591587 Assetmark Financial Holdings Inc. AMK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311478 G Charles Goldman C/O Assetmark Financial Holdings, Inc.
1655 Grant Street, 10Th Floor
Concord CA 94520
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-04-14 550 $22.00 2,407,681 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 310,608 Indirect By LLC / trust
Footnotes
  1. Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.