Filing Details
- Accession Number:
- 0001033905-20-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-16 11:26:03
- Reporting Period:
- 2020-04-14
- Accepted Time:
- 2020-04-16 11:26:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622164 | Nachum Shamir | 12212 Technology Blvd Austin TX 78727 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-14 | 45,908 | $21.10 | 234,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-14 | 45,908 | $30.00 | 189,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-04-15 | 79,092 | $21.10 | 268,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-15 | 79,092 | $30.00 | 189,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-04-16 | 125,000 | $21.10 | 314,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-16 | 125,000 | $31.00 | 189,024 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2020-04-14 | 45,908 | $0.00 | 45,908 | $21.10 |
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2020-04-15 | 79,092 | $0.00 | 79,092 | $21.10 |
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2020-04-16 | 125,000 | $0.00 | 125,000 | $21.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 204,092 | 2015-10-14 | 2021-10-14 | No | 4 | M | Direct |
| 125,000 | 2015-10-14 | 2021-10-14 | No | 4 | M | Direct |
| 0 | 2015-10-14 | 2021-10-14 | No | 4 | M | Direct |
Footnotes
- This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on February 28, 2020 (the "Trading Plan"). The Trading Plan covered options that were otherwise set to expire in 2021. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the Trading Plan was adopted.
Billionaire Hedge Funds
