Filing Details
- Accession Number:
- 0000932440-11-000257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-18 14:36:35
- Reporting Period:
- 2010-05-04
- Filing Date:
- 2011-03-18
- Accepted Time:
- 2011-03-18 14:36:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178840 | Neuberger Berman California Intermediate Municipal Fund Inc | NBW | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
70858 | Bank Of America Corp /De/ | Bank Of America Corporate Center 100 N. Tryon Street Charlotte NC 28255 | No | No | Yes | No | |
728612 | Merrill Lynch, Pierce, Fenner & Smith Inc. | 4 World Financial Center North Tower New York NY 10080 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-04 | 5 | $13.98 | 5 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2010-05-04 | 5 | $14.01 | 0 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2010-09-22 | 500 | $15.00 | 500 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2010-09-22 | 94 | $15.03 | 594 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2010-09-22 | 406 | $15.04 | 1,000 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2010-09-22 | 1,000 | $15.07 | 2,000 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2010-09-22 | 2,000 | $14.81 | 0 | No | 4 | S | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |