Filing Details
- Accession Number:
- 0001123292-11-000228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-18 13:50:29
- Reporting Period:
- 2011-03-16
- Filing Date:
- 2011-03-18
- Accepted Time:
- 2011-03-18 13:50:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1157647 | Westfield Financial Inc | WFD | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241422 | S Rebecca Kozaczka | C/O Westfield Financial, Inc. 141 Elm Street Westfield MA 01085 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-03-16 | 7,823 | $4.39 | 27,558 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2011-03-16 | 7,823 | $8.44 | 19,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2011-03-16 | 7,823 | $0.00 | 7,823 | $4.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,708 | 2012-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 5,298 | Indirect | By 401(k) Plan |
| Common Stock, Par Value $0.01 Per Share | 4,561 | Indirect | By IRA |
| Common Stock, Par Value $0.01 Per Share | 12,394 | Indirect | By ESOP |
Footnotes
- Reflects ESOP account balance as of December 31, 2010.
- All stock options are currently exercisable.
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