Filing Details
- Accession Number:
- 0001666071-20-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-14 16:43:46
- Reporting Period:
- 2020-04-01
- Accepted Time:
- 2020-04-14 16:43:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1730687 | Marie Lynne Laube | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-04-13 | 8,699 | $40.81 | 324,302 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-04-13 | 33,476 | $41.62 | 290,826 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-04-13 | 7,825 | $42.27 | 283,001 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2020-04-01 | 80,645 | $0.00 | 80,645 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,645 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,565 | Indirect | See Footnote |
Common Stock | 18,565 | Indirect | See Footnote |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 9, 2020.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $40.07 to $41.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $41.08 to $42.06, inclusive.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $42.085 to $42.77, inclusive.
- The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
- The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
- The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.