Filing Details
- Accession Number:
- 0001567619-20-007891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-13 19:27:41
- Reporting Period:
- 2020-04-09
- Accepted Time:
- 2020-04-13 19:27:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535379 | Cloudera Inc. | CLDR | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Corp. Llc 16690 Collins Avenue - Ph-1 Sunny Isles Beach FL 33160 | No | No | Yes | No | |
1313666 | Icahn Partners Lp | 16690 Collins Avenue - Ph-1 Sunny Isles Beach FL 33160 | No | No | Yes | No | |
1322827 | Icahn Partners Master Fund Lp | 16690 Collins Avenue - Ph-1 Sunny Isles Beach FL 33160 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00005 Per Share ("Shares") | Disposition | 2020-04-09 | 447,291 | $8.44 | 54,347,927 | No | 4 | S | Indirect | See footnotes 1 through 4 |
Shares | Disposition | 2020-04-13 | 572,695 | $8.14 | 53,775,232 | No | 4 | S | Indirect | See footnotes 1 through 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes 1 through 4 |
No | 4 | S | Indirect | See footnotes 1 through 4 |
Footnotes
- This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master"). After all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 31,384,686 shares of common stock, $0.00005 par value per share, of Cloudera, Inc. ("Shares"), and Icahn Master directly beneficially owns 22,390,546 Shares.
- Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.
- Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners directly beneficially owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.
- Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master directly beneficially owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.