Filing Details
- Accession Number:
- 0001753926-20-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-10 21:41:34
- Reporting Period:
- 2020-03-25
- Accepted Time:
- 2020-04-10 21:41:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1334325 | Coda Octopus Group Inc. | CODA | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 342008348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1697957 | Bryan Ezralow | 23622 Calabasas Road, Suite 200 Calabasas CA 91302 | No | No | Yes | No | |
| 1704066 | Bryan Ezralow 1994 Trust Dated December 22, 1994 | 23622 Calabasas Road, Suite 200 Calabasas CA 91302 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-25 | 1,200 | $5.70 | 911,369 | No | 4 | S | Indirect | By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 |
| Common Stock | Disposition | 2020-03-26 | 1,000 | $5.70 | 910,369 | No | 4 | S | Indirect | By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 |
| Common Stock | Disposition | 2020-03-31 | 2,290 | $5.70 | 908,079 | No | 4 | S | Indirect | By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 |
| No | 4 | S | Indirect | By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 |
| No | 4 | S | Indirect | By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 177,041 | Indirect | By EZ MM&B Holdings, LLC |
Footnotes
- These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.
- The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
