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Filing Details

Accession Number:: 0001209191-20-024066
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-04-09 17:04:53
Reporting Period:: 2020-04-07

Accepted Time:: 2020-04-09 17:04:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1390777	Bank Of New York Mellon Corp	BK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
315090	E Warren Buffett	3555 Farnam Street Omaha NE 68131		No	No	Yes	No
1067983	Berkshire Hathaway Inc	3555 Farnam Street Omaha NE 68131		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-04-07	197,379	$35.31	88,802,621	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2020-04-08	634,419	$35.57	88,168,202	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2020-04-08	37,305	$35.83	88,130,897	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.61. The Reporting Persons undertake to provide The Bank of New York Mellon Corporation, any security holder of The Bank of New York Mellon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
80,619,648 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (132,000), Berkshire Hathaway Assurance Corporation (5,088,000), Berkshire Hathaway Direct Insurance Company (132,000), Berkshire Hathaway Homestate Insurance Company (2,148,000), Berkshire Hathaway International Insurance Ltd. (783,000), Berkshire Hathaway Life Insurance Company of Nebraska (1,793,915), Berkshire Hathaway Specialty Insurance Company (10,839,000), Brilliant National Services, Inc. (111,000), Cypress Insurance Company (776,000), Finial Reinsurance Company (1,106,000), Government Employees Insurance Company (6,160,384), GEICO Advantage Insurance Company (330,000), General Re Life Corporation (946,000), General Reinsurance Corporation (7,084,906), General Star Indemnity Company (537,750), General Star National Insurance Company (131,000), Genesis Insurance Company (103,000),
Continued from footnote 2: The Medical Protective Company (6,677,000), MPP Company, Inc. (1,092,000), Mount Vernon Fire Insurance Company (1,493,450), National Fire & Marine Insurance Company (3,854,463), National Indemnity Company (21,387,580), National Liability & Fire Insurance Company (2,140,000), National Indemnity Company of Mid America (568,400), National Indemnity Company of the South (388,000), NorGUARD Insurance Company (132,000), NRG America Holding Company (214,000), Oak River Insurance Company (746,000), Old United Casualty Company (268,000), Princeton Insurance Company (642,000), Redwood Fire and Casualty Insurance Company (2,064,800) and United States Liability Insurance Company (750,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries
Continued from footnote 3: only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of except to the extent of his pecuniary interest therein.
7,511,249 of the total reported securities are owned directly by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Retirement Trust (6,748,092), BNSF Master Retirement Trust (412,657) and Precision CastParts Corp Master Trust (350,500). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.80 to $35.79. The Reporting Persons undertake to provide The Bank of New York Mellon Corporation, any security holder of The Bank of New York Mellon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 6 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.80 to $35.90. The Reporting Persons undertake to provide The Bank of New York Mellon Corporation, any security holder of The Bank of New York Mellon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 7 to this Form 4.