Filing Details
- Accession Number:
- 0001387131-20-003800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-08 20:33:58
- Reporting Period:
- 2020-04-03
- Accepted Time:
- 2020-04-08 20:33:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1725160 | Zentalis Pharmaceuticals Inc. | ZNTL | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103804 | Viking Global Investors Lp | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1133006 | Andreas Ole Halvorsen | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1621842 | C. David Ott | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1629472 | Viking Global Opportunities Portfolio Gp Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1629476 | Viking Global Opportunities Gp Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1629482 | Viking Global Opportunities Illiquid Investments Sub-Master Lp | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No | |
1711393 | Sharon Rose Shabet | 55 Railroad Avenue Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-04-07 | 725,000 | $18.00 | 4,443,284 | No | 4 | P | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Explanation of Responses |
Footnotes
- Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI") and Viking Global Opportunities GP LLC ("Opportunities GP"), the sole owner of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Each of VGI, Opportunities GP, Opportunities Portfolio GP, VGOL, Opportunities Fund, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively the "Reporting Persons") may be deemed to beneficially own the shares reported on this form.
- On April 7, 2020, Opportunities Fund acquired 750,000 shares of common stock of the Issuer ("Common Stock") at a price of $18 per share in connection with Zentalis Pharmaceutical, Inc.'s initial public offering. VGI provides managerial services to Opportunities Fund, which directly holds the 4,443,284 shares of Common Stock reported herein. Because of the relationship between VGI and VGOP, VGI may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund.
- Opportunities Portfolio GP is the general partner of Opportunities Fund. Because of the relationship between Opportunities Portfolio GP and Opportunities Fund, Opportunities Portfolio GP may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund. Opportunities GP is the sole owner of Opportunities Portfolio GP. Because of the relationship between Opportunities GP and Opportunities Portfolio GP, Opportunities GP may be deemed to beneficially own the shares of Common Stock held directly by Opportunities Fund.
- The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.