Filing Details
- Accession Number:
- 0001104659-20-044737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-08 18:06:22
- Reporting Period:
- 2020-04-06
- Accepted Time:
- 2020-04-08 18:06:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674356 | Terra Property Trust Inc. | NONE | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1778259 | S Vikram Uppal | C/O Terra Property Trust, Inc. 550 Fifth Avenue, 6Th Floor New York NY 10036 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-04-06 | 49,428 | $0.00 | 49,428 | No | 4 | P | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See FN |
Footnotes
- On April 6, 2020, Vikram Uppal purchased 22 units of limited liability company interest (the "Units") of Terra Secured Income Fund 5, LLC ("Terra Fund 5") for $400,000 in a secondary market transaction. The Units are held through Lakshmi 15 LLC, a family limited liability company over which Mr. Uppal exercises voting and investment control. The shares of common stock of Terra Property Trust, Inc. (the "Company") indicated on this report as being held indirectly by Mr. Uppal are held indirectly by Terra Fund 5 through a controlled subsidiary. Mr. Uppal is the Chief Executive Officer and Chief Investment Officer of Terra Fund Advisors, LLC, the manager of Terra Fund 5. Accordingly, Mr. Uppal disclaims beneficial ownership of the shares of common stock of the Company reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.