Filing Details
- Accession Number:
- 0001209191-20-023891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-07 20:16:18
- Reporting Period:
- 2020-03-25
- Accepted Time:
- 2020-04-07 20:16:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
769993 | Goldman Sachs & Co. Llc | 200 West Street New York NY 10282 | No | No | Yes | No | |
886982 | Goldman Sachs Group Inc | 200 West Street New York NY 10282 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2020-03-25 | 1 | $48.44 | 43,899 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 200 | $46.75 | 43,699 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 200 | $48.13 | 43,499 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.02 | 43,399 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.10 | 43,299 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.78 | 43,199 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.69 | 43,099 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.08 | 42,999 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.02 | 42,899 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 300 | $47.78 | 42,599 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $46.83 | 42,499 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 300 | $47.95 | 42,199 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.47 | 42,099 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.10 | 41,999 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.83 | 41,899 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.60 | 41,799 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.88 | 41,699 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.25 | 41,599 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.77 | 41,499 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.71 | 41,399 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 200 | $47.95 | 41,199 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.57 | 41,099 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.98 | 40,999 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.54 | 40,899 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.09 | 40,799 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.85 | 40,699 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.95 | 40,599 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.44 | 40,499 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $48.00 | 40,399 | No | 4 | S | Indirect | Through Subsidiary |
Common Shares | Disposition | 2020-03-25 | 100 | $47.95 | 40,299 | No | 4 | S | Indirect | Through Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
No | 4 | S | Indirect | Through Subsidiary |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 3,126 | $0.70 | 312,600 | $70.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 1,006 | $0.58 | 100,600 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 53 | $0.53 | 5,300 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 41 | $0.53 | 4,100 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 41 | $0.54 | 4,100 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 32 | $0.55 | 3,200 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 23 | $0.53 | 2,300 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 18 | $0.55 | 1,800 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 11 | $0.55 | 1,100 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 7 | $0.53 | 700 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 6 | $0.53 | 600 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 6 | $0.55 | 600 | $75.00 |
Common Shares | Call Option (right to acquire) | Disposition | 2020-03-27 | 6 | $0.55 | 600 | $75.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-06-20 | No | 4 | S | Indirect | |
244 | 2020-06-20 | No | 4 | S | Indirect | |
191 | 2020-06-20 | No | 4 | S | Indirect | |
150 | 2020-06-20 | No | 4 | S | Indirect | |
109 | 2020-06-20 | No | 4 | S | Indirect | |
77 | 2020-06-20 | No | 4 | S | Indirect | |
54 | 2020-06-20 | No | 4 | S | Indirect | |
36 | 2020-06-20 | No | 4 | S | Indirect | |
25 | 2020-06-20 | No | 4 | S | Indirect | |
18 | 2020-06-20 | No | 4 | S | Indirect | |
12 | 2020-06-20 | No | 4 | S | Indirect | |
6 | 2020-06-20 | No | 4 | S | Indirect | |
0 | 2020-06-20 | No | 4 | S | Indirect |
Footnotes
- The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.
- This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.
- GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.
- Each option contract represents 100 Common Shares.
- Each option contract is exercisable immediately, American-style.