Filing Details

Accession Number:
0001209191-20-023891
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-07 20:16:18
Reporting Period:
2020-03-25
Accepted Time:
2020-04-07 20:16:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
769993 Goldman Sachs & Co. Llc 200 West Street
New York NY 10282
No No Yes No
886982 Goldman Sachs Group Inc 200 West Street
New York NY 10282
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2020-03-25 1 $48.44 43,899 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 200 $46.75 43,699 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 200 $48.13 43,499 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.02 43,399 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.10 43,299 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.78 43,199 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.69 43,099 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.08 42,999 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.02 42,899 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 300 $47.78 42,599 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $46.83 42,499 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 300 $47.95 42,199 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.47 42,099 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.10 41,999 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.83 41,899 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.60 41,799 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.88 41,699 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.25 41,599 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.77 41,499 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.71 41,399 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 200 $47.95 41,199 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.57 41,099 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.98 40,999 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.54 40,899 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.09 40,799 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.85 40,699 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.95 40,599 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.44 40,499 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $48.00 40,399 No 4 S Indirect Through Subsidiary
Common Shares Disposition 2020-03-25 100 $47.95 40,299 No 4 S Indirect Through Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
No 4 S Indirect Through Subsidiary
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Call Option (right to acquire) Disposition 2020-03-27 3,126 $0.70 312,600 $70.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 1,006 $0.58 100,600 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 53 $0.53 5,300 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 41 $0.53 4,100 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 41 $0.54 4,100 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 32 $0.55 3,200 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 23 $0.53 2,300 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 18 $0.55 1,800 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 11 $0.55 1,100 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 7 $0.53 700 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 6 $0.53 600 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 6 $0.55 600 $75.00
Common Shares Call Option (right to acquire) Disposition 2020-03-27 6 $0.55 600 $75.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-06-20 No 4 S Indirect
244 2020-06-20 No 4 S Indirect
191 2020-06-20 No 4 S Indirect
150 2020-06-20 No 4 S Indirect
109 2020-06-20 No 4 S Indirect
77 2020-06-20 No 4 S Indirect
54 2020-06-20 No 4 S Indirect
36 2020-06-20 No 4 S Indirect
25 2020-06-20 No 4 S Indirect
18 2020-06-20 No 4 S Indirect
12 2020-06-20 No 4 S Indirect
6 2020-06-20 No 4 S Indirect
0 2020-06-20 No 4 S Indirect
Footnotes
  1. The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.
  2. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.
  3. GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.
  4. Each option contract represents 100 Common Shares.
  5. Each option contract is exercisable immediately, American-style.