Filing Details
- Accession Number:
- 0001209191-20-023846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-07 17:58:26
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-04-07 17:58:26
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234045 | B Eric Stang | C/O Ooma, Inc. 525 Almanor Ave., Suite 200 Sunnyvale CA 94085 | Ceo And Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-16 | 8,678 | $11.74 | 397,572 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-03-16 | 8,129 | $10.40 | 389,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-16 | 1,724 | $11.08 | 387,719 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-16 | 19 | $12.02 | 362,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 967,611 | Indirect | By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust |
Footnotes
- Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
- THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $9.8899 to $10.8799 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $10.88 to $11.6000 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- 25,200 shares of the Company's Common Stock previously held directly by the reporting person were contributed by the reporting person to the Trust (as defined in Footnote 7).
- Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.