Filing Details
- Accession Number:
- 0000923120-20-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-07 16:42:13
- Reporting Period:
- 2020-04-03
- Accepted Time:
- 2020-04-07 16:42:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 923120 | Greenbrier Companies Inc | GBX | Railroad Equipment (3743) | 930816972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216953 | J Mark Rittenbaum | C/O The Greenbrier Companies, Inc. One Centerpointe Drive, Suite 200 Lake Oswego OR 97035 | Evp, Chief Comm & Leasing Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-04-03 | 2,101 | $15.50 | 63,837 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-04-04 | 3,333 | $0.00 | 67,170 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-04 | 1,082 | $13.12 | 66,088 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-04-04 | 3,333 | $0.00 | 3,333 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,666 | No | 4 | M | Direct |
Footnotes
- Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.86, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.
- Each RSU represents a contingent right to receive one share of GBX common stock.
- Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,333 restricted stock units vested on April 4, 2020.
Billionaire Hedge Funds
