Filing Details
- Accession Number:
- 0001209191-11-018814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 21:29:45
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 21:29:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513235 | M Jon Foster | One Park Plaza Nashville TN 37203 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-15 | 6,063 | $2.83 | 18,739 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-15 | 1,117 | $30.00 | 17,622 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-03-15 | 17,622 | $28.91 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-03-15 | 30,003 | $5.31 | 30,003 | $5.31 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-15 | 815 | $2.83 | 815 | $2.83 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-15 | 4,392 | $2.83 | 4,392 | $2.83 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-15 | 856 | $2.83 | 1,036 | $2.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,003 | 2011-03-15 | 2017-01-30 | No | 4 | A | Direct |
0 | 2016-01-26 | No | 4 | M | Direct | |
0 | 2016-01-26 | No | 4 | M | Direct | |
180 | 2016-01-26 | No | 4 | M | Direct |
Footnotes
- Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- On January 30, 2007, the reporting person was granted an option to purchase 90,009 shares of common stock, which vest upon achievement of certain predetermined investment return targets. The option reported herein resulted from the vesting of 1/3 of the option granted on January 30, 2007 as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011.
- Immediately before the effective time of the merger of Hercules Acquisition Corporation with and into HCA Inc. on November 17, 2006, pursuant to the Merger Agreement dated July 24, 2006 among Hercules Holding II, LLC, Hercules Acquisition Corporation and HCA Inc., all unvested options became fully vested and immediately exercisable.