Filing Details
- Accession Number:
- 0001209191-20-023755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-07 16:07:14
- Reporting Period:
- 2020-04-06
- Accepted Time:
- 2020-04-07 16:07:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195306 | W Raymond Mcdaniel | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-06 | 42,905 | $38.61 | 286,151 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-06 | 5,798 | $218.47 | 280,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 8,881 | $219.32 | 271,472 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 3,498 | $220.49 | 267,974 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 5,586 | $221.42 | 262,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 4,000 | $222.41 | 258,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 5,717 | $223.40 | 252,671 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 2,000 | $224.46 | 250,671 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 2,300 | $225.53 | 248,371 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 400 | $226.41 | 247,971 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 300 | $228.00 | 247,671 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 2,025 | $229.16 | 245,646 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 1,600 | $229.91 | 244,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-06 | 800 | $230.76 | 243,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2020-04-06 | 42,905 | $0.00 | 42,905 | $38.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-13 | 2022-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,226 | Indirect | Trust |
| Common Stock | 1,613 | Indirect | 401-K |
| Common Stock | 2,000 | Indirect | Spouse |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$217.84 to $218.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$218.85 to $219.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$219.88 to $220.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$220.92 to $221.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$221.97 to $222.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$223.00 to $223.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$224.04 to $225.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$225.17 to $226.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$226.35 to $226.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$227.40 to $228.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$228.55 to $229.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$229.58 to $230.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$230.67 to $231.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of the last statement dated March 31, 2020
- One fourth of the options vest each year beginning with the date indicated.
Billionaire Hedge Funds
