Filing Details

Accession Number:
0001209191-11-018809
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 21:14:03
Reporting Period:
2011-03-15
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 21:14:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
860730 Hca Holdings Inc. HCA Services-General Medical & Surgical Hospitals, Nec (8062) 273865930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216856 A Robert Waterman One Park Plaza
Nashville TN 37203
Svp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-15 109,102 $2.83 596,233 No 4 M Direct
Common Stock Acquisiton 2011-03-15 30,843 $11.32 627,076 No 4 M Direct
Common Stock Disposition 2011-03-15 64,162 $30.00 562,914 No 4 F Direct
Common Stock Disposition 2011-03-15 75,783 $28.91 487,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2011-03-15 50,005 $5.31 50,005 $5.31
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 41,689 $2.83 41,689 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 36,319 $2.83 36,319 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 9,230 $2.83 9,230 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 2,076 $2.83 2,076 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 5,973 $2.83 5,973 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 1,671 $2.83 1,671 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 9,010 $2.83 9,010 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 2,130 $2.83 2,130 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 1,004 $2.83 1,004 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-15 30,843 $11.32 90,009 $11.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,005 2011-03-15 2017-01-30 No 4 A Direct
0 2013-01-29 No 4 M Direct
0 2014-01-29 No 4 M Direct
0 2015-01-27 No 4 M Direct
0 2015-01-27 No 4 M Direct
0 2015-01-27 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2016-01-26 No 4 M Direct
59,166 2017-01-30 No 4 M Direct
Footnotes
  1. Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  2. Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  3. On January 30, 2007, the reporting person was granted an option to purchase 150,016 shares of common stock, which vest upon achievement of certain predetermined investment return targets. The option reported herein resulted from the vesting of 1/3 of the option granted on January 30, 2007 as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011.
  4. On December 16, 2004, HCA Inc. announced the acceleration of vesting of all unvested options awarded to employees and officers under the HCA 2000 Equity Incentive Plan which had exercise prices greater than the closing price of HCA Inc.'s common stock on December 14, 2004 of $40.89 per share, as reported by the New York Stock Exchange.
  5. Immediately before the effective time of the merger of Hercules Acquisition Corporation with and into HCA Inc. on November 17, 2006, pursuant to the Merger Agreement dated July 24, 2006 among Hercules Holding II, LLC, Hercules Acquisition Corporation and HCA Inc., all unvested options became fully vested and immediately exercisable.
  6. The option vested in equal increments at the end of fiscal years 2007, 2008 and 2009 based upon the achievement of certain annual EBITDA performance targets.