Filing Details
- Accession Number:
- 0001193805-11-000506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 21:01:06
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 21:01:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879993 | Dusa Pharmaceuticals Inc | DUSA | Pharmaceutical Preparations (2834) | 223103129 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1009258 | Deerfield Management Co /Ny | 780 3Rd Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
| 1010823 | Deerfield Capital Lp | 780 3Rd Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
| 1352546 | E James Flynn | 780 3Rd Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
| 1354395 | Deerfield Special Situations Fund, L.p. | 780 3Rd Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
| 1354397 | Ltd International Fund Situations Special Deerfield | C/O Hemisphere Management (B.v.i.) Columbus Centre, P.o. Box 3460 Road Town, Tortola D8 - | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-15 | 78,000 | $4.37 | 986,317 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-15 | 122,000 | $4.37 | 1,830,648 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-15 | 9,750 | $4.41 | 976,567 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-15 | 15,250 | $4.41 | 1,815,398 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-15 | 78,000 | $4.23 | 898,567 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-15 | 122,000 | $4.23 | 1,693,398 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-16 | 195 | $4.57 | 898,372 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-16 | 305 | $4.57 | 1,693,093 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-16 | 26,495 | $4.60 | 871,877 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-16 | 41,435 | $4.60 | 1,651,658 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 39,003 | $4.65 | 832,874 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 60,997 | $4.65 | 1,590,661 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 32,300 | $4.57 | 800,574 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 50,515 | $4.57 | 1,540,146 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 22,776 | $4.58 | 777,798 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 35,620 | $4.58 | 1,504,526 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 19,501 | $4.59 | 758,297 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 30,499 | $4.59 | 1,474,027 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 19,501 | $4.59 | 738,796 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 30,499 | $4.59 | 1,443,528 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 19,501 | $4.61 | 719,295 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 30,499 | $4.61 | 1,413,029 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 10,998 | $4.57 | 708,297 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 17,202 | $4.57 | 1,395,827 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 4,446 | $4.57 | 703,851 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 6,954 | $4.57 | 1,388,873 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 3,939 | $4.59 | 699,912 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 6,161 | $4.59 | 1,382,712 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Common Stock | Disposition | 2011-03-17 | 2,418 | $4.59 | 697,494 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| Common Stock | Disposition | 2011-03-17 | 3,782 | $4.59 | 1,378,930 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Special Situations Fund International Limited |
Footnotes
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons").
- Deerfield Capital, L.P. is the general partner of Deerfield Special Situations Fund, L.P. (the "Domestic Fund"). James E. Flynn is the managing member of the general partner of Deerfield Capital, L.P. In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Domestic Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- Deerfield Management Company, L.P. is the investment manager of Deerfield Special Situations Fund International Limited (the "Offshore Fund"). James E. Flynn is the managing member of the general partner of Deerfield Management Company, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Offshore Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Billionaire Hedge Funds
