Filing Details

Accession Number:
0000899243-20-010315
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-06 16:18:21
Reporting Period:
2020-04-02
Accepted Time:
2020-04-06 16:18:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786248 Nexpoint Real Estate Finance Inc. NREF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-02 7,169 $8.79 7,169 No 4 P Indirect See Footnote
Common Stock Acquisiton 2020-04-03 12,244 $8.41 19,413 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,800 Indirect See Footnote
Common Stock 65,700 Indirect See Footnote
Common Stock 123,680 Indirect See Footnote
Footnotes
  1. These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  2. These shares are held by a limited liability company in which the trust referenced in footnote 4 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.
  3. These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). Mr. Dondero is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares.