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Home > Insider Trading > Filing (0001171843-20-002404)

Filing Details

Accession Number:: 0001171843-20-002404
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-04-06 16:01:50
Reporting Period:: 2020-03-23

Accepted Time:: 2020-04-06 16:01:50
Original Submission Date:: 2020-03-25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1287032	Prospect Capital Corp	PSEC	()	432048643

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294357	F John Barry	10 East 40Th St, 42Nd Floor New York NY 10016	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-23	1,002,662	$4.13	68,481,029	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	700	$4.15	68,481,729	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	265	$4.15	68,481,994	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	650	$4.16	68,482,644	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	10,200	$4.20	68,492,844	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	4,400	$4.26	68,497,244	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	17,000	$4.26	68,514,244	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	1,400	$4.31	68,515,644	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	194,675	Indirect	By Spouse