Filing Details
- Accession Number:
- 0001504304-20-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-06 10:27:54
- Reporting Period:
- 2020-03-17
- Accepted Time:
- 2020-04-06 10:27:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-17 | 3,630 | $3.63 | 392,457 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-18 | 608 | $3.25 | 391,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 5,000 | $2.80 | 386,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 10,000 | $2.80 | 376,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 10,000 | $2.85 | 366,849 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-19 | 5,000 | $2.82 | 361,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-20 | 5,000 | $3.00 | 356,849 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-24 | 35,000 | $3.01 | 321,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-25 | 30,002 | $3.32 | 291,847 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-26 | 12,645 | $3.56 | 279,202 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-27 | 410 | $3.46 | 278,792 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-30 | 2,316 | $3.50 | 276,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-31 | 5,365 | $3.55 | 271,111 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2020-04-01 | 11,700 | $3.44 | 259,411 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
