Filing Details
- Accession Number:
- 0001209191-20-023446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-03 18:45:26
- Reporting Period:
- 2020-04-01
- Accepted Time:
- 2020-04-03 18:45:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1459200 | Alarm.com Holdings Inc. | ALRM | Services-Prepackaged Software (7372) | 264247032 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643898 | Stephen Trundle | C/O Alarm.com Holdings, Inc. 8281 Greensboro Drive Suite 100 Tysons VA 22102 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-01 | 25,000 | $0.00 | 272,493 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-04-02 | 4,752 | $37.12 | 267,741 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-03 | 10,000 | $0.00 | 257,741 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-04-01 | 30,000 | $0.00 | 30,000 | $37.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2030-03-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 279,687 | Indirect | By Trust |
| Common Stock | 2,111,235 | Indirect | By LLC |
Footnotes
- This security represents restricted stock units (the "RSUs") granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer.
- The RSUs shall vest in five (5) equal annual installments beginning on April 1, 2021 such that the RSUs shall be fully vested on April 1, 2025, subject to the Reporting Person's continued service with the Issuer through each such date.
- Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.
- These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
- These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
- 100% of the shares underlying this option shall vest and become exercisable on April 1, 2025, subject to the Reporting Person's continued service with the Issuer through such date.
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