Filing Details
- Accession Number:
- 0001441816-20-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-03 18:14:00
- Reporting Period:
- 2020-04-01
- Accepted Time:
- 2020-04-03 18:14:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1719479 | Eliot Horowitz | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-04-01 | 13,000 | $0.00 | 126,725 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2020-04-01 | 10,703 | $127.19 | 116,022 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-04-01 | 3,400 | $128.68 | 112,622 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-04-01 | 7,000 | $129.84 | 105,622 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2020-04-01 | 5,000 | $0.00 | 5,000 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2020-04-01 | 5,000 | $127.09 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-04-01 | 13,000 | $0.00 | 13,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-04-01 | 5,000 | $0.00 | 5,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,248,663 | No | 4 | C | Direct | ||
307,500 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
- The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $127.05 to $127.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $128.20 to $129.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $129.22 to $130.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.