Filing Details
- Accession Number:
- 0001209191-20-023395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-03 17:53:27
- Reporting Period:
- 2020-04-01
- Accepted Time:
- 2020-04-03 17:53:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1667633 | Forty Seven Inc. | FTSV | Pharmaceutical Preparations (2834) | 474065674 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1743780 | H Chris Takimoto | C/O Forty Seven, Inc. 1490 O'Brien Drive, Suite A Menlo Park CA 94025 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-04-01 | 49,627 | $2.02 | 53,533 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-04-01 | 8,333 | $4.88 | 61,866 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-04-01 | 7,020 | $5.27 | 68,886 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-04-01 | 11,418 | $8.76 | 80,304 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-04-01 | 2,797 | $35.75 | 83,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-04-01 | 79,195 | $95.42 | 3,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2020-04-01 | 49,627 | $0.00 | 49,627 | $2.02 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-04-01 | 8,333 | $0.00 | 8,333 | $4.88 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-04-01 | 7,020 | $0.00 | 7,020 | $5.27 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-04-01 | 11,418 | $0.00 | 11,418 | $8.76 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-04-01 | 2,797 | $0.00 | 2,797 | $35.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
58,114 | 2020-02-08 | 2026-02-25 | No | 4 | M | Direct |
4,570 | 2027-08-14 | No | 4 | M | Direct | |
70,398 | 2027-11-27 | No | 4 | M | Direct | |
44,710 | 2028-04-26 | No | 4 | M | Direct | |
113,153 | 2029-12-12 | No | 4 | M | Direct |
Footnotes
- Includes 3,906 shares acquired under the Forty Seven, Inc. 2018 Employee Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.411 to $95.43, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on August 15, 2017, subject to Reporting Person's continuous service as of each such date.
- The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on November 8, 2017, subject to Reporting Person's continuous service as of each such date.
- The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on March 1, 2019, subject to Reporting Person's continuous service as of each such date.
- The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on December 13, 2019, subject to Reporting Person's continuous service as of each such date.