Filing Details
- Accession Number:
- 0001179110-11-005180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 19:10:39
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 19:10:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1080014 | Theravance Inc | THRX | Pharmaceutical Preparations (2834) | 943265960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302445 | L David Brinkley | Theravance, Inc. 901 Gateway Boulevard South San Francisco CA 94080 | Head Of Business Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-15 | 38,271 | $8.53 | 136,650 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-15 | 3,290 | $3.10 | 139,940 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-15 | 3,931 | $3.10 | 143,871 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-15 | 45,492 | $22.08 | 98,379 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-16 | 2,100 | $3.10 | 100,479 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-16 | 2,100 | $22.02 | 98,379 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-15 | 38,271 | $0.00 | 38,271 | $8.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-15 | 3,290 | $0.00 | 3,290 | $3.10 |
| Common Stock | Stock Option (Right to Buy | Disposition | 2011-03-15 | 3,931 | $0.00 | 3,931 | $3.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-16 | 2,100 | $0.00 | 2,100 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-24 | No | 4 | M | Direct | |
| 0 | 2013-01-24 | No | 4 | M | Direct | |
| 4,752 | 2013-01-24 | No | 4 | M | Direct | |
| 2,652 | 2013-01-24 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $22.00 to $22.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $22.00 to $22.08. The price reported above reflects the weighted average sale price.
- Immediately exercisable
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