Filing Details
- Accession Number:
- 0001213900-20-008536
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-03 16:03:52
- Reporting Period:
- 2020-04-01
- Accepted Time:
- 2020-04-03 16:03:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1630212 | Avalon Globocare Corp. | AVCO | Services-Management Consulting Services (8742) | 471685128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688008 | Wenzhao Lu | C/O Avalon Globocare Corp. 83 South Street, Suite 101 Freehold, NJ 97728 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | Acquisiton | 2020-04-01 | 645,161 | $1.55 | 2,645,161 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.0001 Par Value | 25,936,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $2.00 | 2019-01-03 | 2024-01-02 | 1,500,000 | 1,500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-02 | 1,500,000 | 1,500,000 | Direct |
Footnotes
- WLM Limited, a company controlled and wholly-owned by Wenzhao Lu, holds 2,645,161 shares of common stock.
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