Filing Details
- Accession Number:
- 0001140361-11-017524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 18:17:08
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 18:17:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495616 | D Steven Jaeger | C/O Quad/Graphics, Inc. N63 W23075 Highway 74 Sussex WI 53089 | Vp Of Info Systems & Infrastr. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-03-15 | 1,555 | $42.38 | 1,884 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 3,004 | Indirect | By 401(a) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | $12.86 | 2017-01-31 | 12,400 | 12,400 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $17.14 | 2019-01-31 | 10,500 | 10,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $21.67 | 2020-01-31 | 5,250 | 5,250 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $25.95 | 2021-01-31 | 2,625 | 2,625 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $32.00 | 2023-01-31 | 7,500 | 7,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $41.25 | 2017-01-31 | 20,000 | 20,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $29.77 | 2018-01-31 | 30,000 | 30,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $15.77 | 2019-01-31 | 15,000 | 15,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $17.02 | 2020-01-31 | 20,000 | 20,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2020-01-31 | 11,964 | 11,964 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-31 | 12,400 | 12,400 | Direct |
2019-01-31 | 10,500 | 10,500 | Direct |
2020-01-31 | 5,250 | 5,250 | Direct |
2021-01-31 | 2,625 | 2,625 | Direct |
2023-01-31 | 7,500 | 7,500 | Direct |
2017-01-31 | 20,000 | 20,000 | Direct |
2018-01-31 | 30,000 | 30,000 | Direct |
2019-01-31 | 15,000 | 15,000 | Direct |
2020-01-31 | 20,000 | 20,000 | Direct |
2020-01-31 | 11,964 | 11,964 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $42.36 to $42.48. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 1997 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
- Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 1999 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
- Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2000 grant date, or upon a change of control of Quad/Graphics, Inc. or a separation from service.
- Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2001 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
- Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2003 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
- Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2007 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- The exercise price of this option is subject to reduction by the amount of any non-tax cash dividends paid by the Company on the underlying stock.
- Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2008 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2009 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2010 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.