Filing Details
- Accession Number:
- 0000932440-11-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 17:40:00
- Reporting Period:
- 2009-12-04
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 17:40:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1219120 | Advent Claymore Convertible Securities & Income Fund | AVK | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
70858 | Bank Of America Corp /De/ | Bank Of America Corporate Center 100 N. Tryon Street Charlotte NC 28255 | No | No | Yes | No | |
728612 | Merrill Lynch, Pierce, Fenner & Smith Inc. | 4 World Financial Center North Tower New York NY 10080 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-12-04 | 100 | $14.88 | 100 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 100 | $14.89 | 200 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 100 | $14.91 | 300 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 168 | $14.93 | 468 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 100 | $14.95 | 568 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 600 | $14.96 | 1,168 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 1,332 | $14.97 | 2,500 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 600 | $14.98 | 3,100 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 600 | $14.99 | 3,700 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 100 | $15.00 | 3,800 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 1,200 | $15.01 | 5,000 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 2,800 | $15.03 | 7,800 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 400 | $15.04 | 8,200 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 1,100 | $15.05 | 9,300 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 500 | $15.07 | 9,800 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-04 | 400 | $15.08 | 10,200 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 1,400 | $14.80 | 8,800 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 100 | $14.81 | 8,700 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 700 | $14.82 | 8,000 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 2,270 | $14.83 | 5,730 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 200 | $14.85 | 5,530 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 1,030 | $14.86 | 4,500 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 1,300 | $14.87 | 3,200 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 2,026 | $14.88 | 1,174 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-04 | 1,174 | $14.97 | 0 | No | 4 | S | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-07 | 202 | $15.01 | 202 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Acquisiton | 2009-12-07 | 498 | $15.00 | 700 | No | 4 | P | Indirect | By Subsidiary |
Common Stock | Disposition | 2009-12-07 | 700 | $15.00 | 0 | No | 4 | S | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |