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Home > Insider Trading > Filing (0001123292-20-000639)

Filing Details

Accession Number:: 0001123292-20-000639
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-04-02 16:36:42
Reporting Period:: 2020-03-31

Accepted Time:: 2020-04-02 16:36:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356090	Precigen Inc.	PGEN	Services-Commercial Physical & Biological Research (8731)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1583123	L. Rick Sterling	20374 Seneca Meadows Parkway Germantown MD 20876	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-31	14,340	$0.00	157,372	No	4	M	Direct
Common Stock	Disposition	2020-04-01	4,927	$3.02	152,445	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-03-31	14,340	$0.00	14,340	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Precigen common stock.
This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
The restricted stock units were granted on April 9, 2019 and have vested in full.