Filing Details
- Accession Number:
- 0001181431-11-018751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 17:13:00
- Reporting Period:
- 2010-04-08
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 17:13:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798941 | First Citizens Bancshares Inc | FCNCA | State Commercial Banks (6022) | 561528994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923507 | B Frank Holding | Post Office Box 1377 Smithfield NC 27577 | Executive Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2010-04-08 | 200 | $205.15 | 8,510 | No | 4 | P | Direct | |
Class B Common Stock | Acquisiton | 2010-05-18 | 300 | $206.83 | 8,810 | No | 4 | P | Direct | |
Class B Common Stock | Acquisiton | 2010-07-01 | 175 | $197.50 | 8,985 | No | 4 | P | Direct | |
Class B Common Stock | Acquisiton | 2010-07-07 | 100 | $195.75 | 9,085 | No | 4 | P | Direct | |
Class B Common Stock | Acquisiton | 2010-11-23 | 100 | $184.50 | 2,134 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-11-30 | 15 | $181.20 | 2,149 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-12-10 | 65 | $188.25 | 2,214 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-12-10 | 33 | $188.00 | 2,247 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-12-20 | 33 | $189.40 | 2,280 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-12-22 | 240 | $190.00 | 2,520 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-12-31 | 300 | $196.70 | 2,820 | No | 4 | P | Indirect | By F. Holding 2010 GRAT |
Class B Common Stock | Acquisiton | 2010-04-09 | 130 | $206.00 | 3,831 | No | 4 | P | Indirect | By spouse |
Class B Common Stock | Acquisiton | 2010-11-30 | 304 | $183.20 | 36,878 | No | 4 | P | Indirect | By Ella Ann 2009 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By F. Holding 2010 GRAT |
No | 4 | P | Indirect | By spouse |
No | 4 | P | Indirect | By Ella Ann 2009 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 150 | Indirect | By F. Holding 2009 GRAT |
Class B Common Stock | 1,442 | Indirect | By Ella Ann 2010 GRAT |
Class B Common Stock | 563,280 | Indirect | By adult children and their spouses and children |
Class B Common Stock | 6,175 | Indirect | By trust for adult children |
Class B Common Stock | 45,900 | Indirect | By First Citizens Bancorporation, Inc. |
Class B Common Stock | 22,619 | Indirect | By Southern BancShares (N.C.), Inc. |
Class B Common Stock | 1,355 | Indirect | By Twin States Farming, Inc. |
Class B Common Stock | 200 | Indirect | By E&F Properties, Inc. |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
- Includes 2,325 shares held in the reporting person's revocable trust as to which he is trustee with sole investment authority and which previously have been reported separately as indirectly held by him.
- Includes 850 shares held in the reporting person's spouse's revocable trust as to which she is trustee with sole investment authority and which previously have been reported separately as indirectly held by him.