Filing Details

Accession Number:
0001181431-11-018751
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 17:13:00
Reporting Period:
2010-04-08
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 17:13:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923507 B Frank Holding Post Office Box 1377
Smithfield NC 27577
Executive Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2010-04-08 200 $205.15 8,510 No 4 P Direct
Class B Common Stock Acquisiton 2010-05-18 300 $206.83 8,810 No 4 P Direct
Class B Common Stock Acquisiton 2010-07-01 175 $197.50 8,985 No 4 P Direct
Class B Common Stock Acquisiton 2010-07-07 100 $195.75 9,085 No 4 P Direct
Class B Common Stock Acquisiton 2010-11-23 100 $184.50 2,134 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-11-30 15 $181.20 2,149 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-12-10 65 $188.25 2,214 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-12-10 33 $188.00 2,247 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-12-20 33 $189.40 2,280 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-12-22 240 $190.00 2,520 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-12-31 300 $196.70 2,820 No 4 P Indirect By F. Holding 2010 GRAT
Class B Common Stock Acquisiton 2010-04-09 130 $206.00 3,831 No 4 P Indirect By spouse
Class B Common Stock Acquisiton 2010-11-30 304 $183.20 36,878 No 4 P Indirect By Ella Ann 2009 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By F. Holding 2010 GRAT
No 4 P Indirect By spouse
No 4 P Indirect By Ella Ann 2009 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 150 Indirect By F. Holding 2009 GRAT
Class B Common Stock 1,442 Indirect By Ella Ann 2010 GRAT
Class B Common Stock 563,280 Indirect By adult children and their spouses and children
Class B Common Stock 6,175 Indirect By trust for adult children
Class B Common Stock 45,900 Indirect By First Citizens Bancorporation, Inc.
Class B Common Stock 22,619 Indirect By Southern BancShares (N.C.), Inc.
Class B Common Stock 1,355 Indirect By Twin States Farming, Inc.
Class B Common Stock 200 Indirect By E&F Properties, Inc.
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
  3. Includes 2,325 shares held in the reporting person's revocable trust as to which he is trustee with sole investment authority and which previously have been reported separately as indirectly held by him.
  4. Includes 850 shares held in the reporting person's spouse's revocable trust as to which she is trustee with sole investment authority and which previously have been reported separately as indirectly held by him.