Filing Details
- Accession Number:
- 0000932440-11-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 16:51:22
- Reporting Period:
- 2009-12-07
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 16:51:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1219120 | Advent Claymore Convertible Securities & Income Fund | AGC | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 70858 | Bank Of America Corp /De/ | Bank Of America Corporate Center 100 N. Tryon Street Charlotte NC 28255 | No | No | Yes | No | |
| 728612 | Merrill Lynch, Pierce, Fenner & Smith Inc. | 4 World Financial Center North Tower New York NY 10080 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-07 | 1,000 | $7.91 | 1,000 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2009-12-07 | 100 | $7.86 | 900 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2009-12-07 | 900 | $7.85 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2009-12-08 | 900 | $7.88 | 900 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2009-12-08 | 100 | $7.87 | 1,000 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2009-12-08 | 1,000 | $7.96 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2009-12-23 | 1,000 | $8.17 | 1,000 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2009-12-23 | 800 | $8.12 | 200 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2009-12-23 | 100 | $8.10 | 100 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2010-01-26 | 25 | $8.25 | 25 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-01-26 | 25 | $8.39 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2010-03-03 | 1,000 | $8.57 | 1,000 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-03-03 | 450 | $8.57 | 550 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-03-03 | 500 | $8.56 | 50 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-03-03 | 50 | $8.55 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2010-10-06 | 20 | $9.32 | 20 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-10-06 | 20 | $9.36 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
Billionaire Hedge Funds
