Filing Details
- Accession Number:
- 0001368148-20-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-01 18:01:56
- Reporting Period:
- 2020-03-30
- Accepted Time:
- 2020-04-01 18:01:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402605 | K Laura Campbell | 3201 Carnegie Avenue Cleveland OH 44115-2634 | Senior Vice Pres Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-30 | 44,929 | $2.40 | 561,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-31 | 51,483 | $2.90 | 509,522 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-04-01 | 47,339 | $3.40 | 462,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-04-01 | 47,474 | $3.81 | 414,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-04-01 | 43,081 | $4.26 | 371,628 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to a predefined Rule 10b5-1 trading plan that commenced in July 2018. A predefined number of shares may be sold from time-to-time based on predefined price increases over a two-year period.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.405, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $2.909, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.40 to $3.44, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.80 to $3.84, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.285, inclusive.
- Securities beneficially owned are comprised of (1) 250,072 shares of common stock owned and (2) unvested restricted stock units aggregating 121,556 related to annual awards, which vest quarterly over a three or four-year period from date of grant.