Filing Details
- Accession Number:
- 0001578563-20-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-01 17:35:53
- Reporting Period:
- 2020-03-30
- Accepted Time:
- 2020-04-01 17:35:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1330436 | Liquidia Technologies Inc | LQDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033409 | N Fredric Eshelman | C/O Eshelman Ventures, Llc 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No | |
1706673 | Eshelman Ventures, Llc | 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-30 | 14,100 | $4.76 | 14,100 | No | 4 | P | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
Common Stock | Acquisiton | 2020-03-31 | 30,000 | $4.87 | 44,100 | No | 4 | P | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
No | 4 | P | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,159,744 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.51 to $4.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- This transaction was executed in multiple trades at prices ranging from $4.64 to $4.96. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.