Filing Details
- Accession Number:
- 0001707267-20-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-01 16:47:20
- Reporting Period:
- 2020-03-30
- Accepted Time:
- 2020-04-01 16:47:20
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | Yes | No | Yes | No | |
1349132 | Azzurro Capital Inc | C/O Moore Stephens Po Box 743, Suite 5 Watergardens 4 J1 GX11 1AA | No | No | Yes | No | |
1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-30 | 111,575 | $3.43 | 4,518,125 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Footnotes
- Shares were sold by E*TRADE Securities LLC (an involuntary sale by Azzurro Capital Inc.).
- Sale prices for the shares sold ranged from $3.40 to 3.49.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.