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Home > Insider Trading > Filing (0001213900-20-007845)

Filing Details

Accession Number:: 0001213900-20-007845
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-30 09:23:54
Reporting Period:: 2020-03-27

Accepted Time:: 2020-03-30 09:23:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1513525	Adial Pharmaceuticals Inc.	ADIL	Pharmaceutical Preparations (2834)	800667150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718364	Jr. W. James Newman	1180 Seminole Trail, Suite 495 Charlottesville VA 22901		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-27	5,000	$1.42	15,000	No	4	P	Direct
Common Stock	Acquisiton	2020-03-27	10,000	$1.34	13,288	No	4	P	Indirect	Roundtop Limited Partnership, LLP
Common Stock	Acquisiton	2020-03-27	4,644	$1.35	14,644	No	4	P	Indirect	Roth IRA FBO James W Newman, Jr.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	Roundtop Limited Partnership, LLP
No	4	P	Indirect	Roth IRA FBO James W Newman, Jr.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	41,160	Indirect	Newman GST Trust FBO James W. Newman Jr.
Common Stock	150,419	Indirect	Virga Ventures, LLC
Common Stock	35,221	Indirect	Ivy Cottage Group, LLC

Footnotes

James W. Newman is the general partner of Roundtop Limited Partnership, LLP.
James W. Newman is the trustee of the Newman GST Trust FBO James W. Neman Jr.
James W. Newman is the sole member of Virga Ventures, LLC.
James W. Newman is the general partner of Ivy Cottage Group, LLC.
James W. Newman is the beneficiary of this Roth IRA.