Filing Details

Accession Number:
0001246360-20-000981
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-27 17:28:11
Reporting Period:
2020-03-23
Accepted Time:
2020-03-27 17:28:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc. ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592033 Kay Helvi Sandvik 19300 International Blvd
Seattle WA 98188
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-23 421 $23.68 9,398 No 4 P Direct
Common Stock Disposition 2020-03-27 421 $31.73 8,977 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
Footnotes
  1. TOTAL HELD IN COLUMN 5 INCLUDES 4,108 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN AND 1,014 DEFERRED STOCK UNITS PREVIOUSLY GRANTED UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN. THE DEFERRED STOCK UNITS ARE 100% VESTED ON THE DATE OF GRANT AND ISSUABLE IN COMMON SHARES UPON RESIGNATION FROM THE ALASKA AIR GROUP, INC. BOARD OF DIRECTORS.
  2. THE REPORTING PERSON'S SALE OF ALK COMMON STOCK REPORTED HEREIN WAS MATCHABLE UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934, WITH THE PURCHASE OF THE ALK COMMON STOCK REPORTED HEREIN. THE REPORTING PERSON HAS AGREED TO PAY TO ALK, UPON SETTLEMENT, $3,291.70, REPRESENTING THE FULL AMOUNT OF THE PROFIT REALIZED IN CONNECTION WITH THE SHORT-SWING TRANSACTION, LESS DIRECT TRANSACTION COSTS.