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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1682639	Eyenovia Inc.	EYEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1180469	Ernest Mario	C/O Eyenovia, Inc. 295 Madison Avenue, Suite 2400 New York NY 10017		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.0001	Acquisiton	2020-03-24	82,431	$2.27	327,239	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Class A Warrant	Acquisiton	2020-03-24	41,216	$0.00	41,216	$2.27
Common Stock	Class B Warrant	Acquisiton	2020-03-24	61,823	$0.00	61,823	$2.72

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
41,216	2020-03-24	2021-03-24	No	4	P	Direct
61,823	2020-03-24	2025-03-24	No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$1.24	2015-03-23	2025-03-23	40,000	40,000	Direct
Common Stock	Stock Option (right to buy)	$1.95		2027-07-07	33,334	33,334	Direct
Common Stock	Stock Option (right to buy)	$6.20		2028-07-24	4,465	4,465	Direct
Common Stock	Stock Option (right to buy)	$3.11		2029-08-16	9,057	9,057	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-03-23	40,000	40,000	Direct
2027-07-07	33,334	33,334	Direct
2028-07-24	4,465	4,465	Direct
2029-08-16	9,057	9,057	Direct

Footnotes

On March 24, 2020, the Reporting Person purchased Units from the Issuer in a private placement, with each Unit consisting of (a) one share of the Issuer's common stock, (b) a Class A Warrant representing the right to acquire 0.5 shares of the Issuer's common stock and (c) a Class B Warrant representing the right to acquire 0.75 shares of the Issuer's common stock. The purchase price for each Unit was $2.42625 of which $2.27 was for the share of the Issuer's common stock, $0.06250 was for the Class A Warrant and $0.09375 was for the Class B Warrant.
The amount of shares beneficially owned by the Reporting Person has been adjusted to reflect shares of the Issuer's common stock that are no longer beneficially attributed to the Reporting Person since he resigned as trustee of the Mario 2002 Children's Trust.
The exercise price per share of the Issuer's common stock issuable upon exercise of the Class A and Class B Warrants is subject to adjustment for stock splits, stock dividends and similar corporate events.
The number of shares of Issuer common stock issuable upon exercise of the Class A and Class B Warrants is subject to adjustment for stock splits, stock dividends and similar corporate events.
The option is fully vested.
The option becomes exercisable on the earlier of August 16, 2020 or the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.