Filing Details
- Accession Number:
- 0000899243-20-009582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-26 18:08:14
- Reporting Period:
- 2020-03-19
- Accepted Time:
- 2020-03-26 18:08:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786248 | Nexpoint Real Estate Finance Inc. | NREF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1636204 | Matthew Goetz | 300 Crescent Court, Suite 700 Dallas TX 75201 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-19 | 100 | $8.00 | 32,457 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2020-03-19 | 490 | $7.98 | 32,947 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2020-03-19 | 5 | $7.96 | 32,952 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2020-03-19 | 500 | $7.95 | 33,452 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2020-03-19 | 100 | $8.10 | 33,552 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2020-03-26 | 2,500 | $7.02 | 36,052 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 65,700 | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.