Filing Details
- Accession Number:
- 0001493152-20-004817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-26 17:05:38
- Reporting Period:
- 2020-03-24
- Accepted Time:
- 2020-03-26 17:05:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891417 | Nano Magic Inc. | PENC | Coating, Engraving & Allied Services (3470) | 760273345 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1757509 | J. Tom Berman | 750 Denison Court Bloomfield Hills MI 48302 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-03-24 | 31,810 | $0.65 | 131,056 | No | 4 | P | Indirect | Note 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Note 1 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrants | Acquisiton | 2020-03-24 | 36,794 | $0.03 | 36,794 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
550,262 | 2020-03-24 | 2024-03-23 | No | 4 | P | Indirect |
Footnotes
- 21,747 shares are held directly, the balance represent Mr. Berman's indirect ownership in two investment entities. Mr. Berman shares voting control of those entity with his father, Ronald J. Berman, but disclaims beneficial ownership of the securities owned by that entity except to the extent of his pecuniary interest.
- Indirect interest is in warrants held by investing entities that holds warrants issued on several dates, this being the most recent. Direct ownership of options for 450,000 shares included in total was previously reported.