Filing Details

Accession Number:
0001493152-20-004817
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-26 17:05:38
Reporting Period:
2020-03-24
Accepted Time:
2020-03-26 17:05:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Nano Magic Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757509 J. Tom Berman 750 Denison Court
Bloomfield Hills MI 48302
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-24 31,810 $0.65 131,056 No 4 P Indirect Note 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Note 1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Warrants Acquisiton 2020-03-24 36,794 $0.03 36,794 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
550,262 2020-03-24 2024-03-23 No 4 P Indirect
Footnotes
  1. 21,747 shares are held directly, the balance represent Mr. Berman's indirect ownership in two investment entities. Mr. Berman shares voting control of those entity with his father, Ronald J. Berman, but disclaims beneficial ownership of the securities owned by that entity except to the extent of his pecuniary interest.
  2. Indirect interest is in warrants held by investing entities that holds warrants issued on several dates, this being the most recent. Direct ownership of options for 450,000 shares included in total was previously reported.