Filing Details
- Accession Number:
- 0001171843-20-002045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-26 16:25:45
- Reporting Period:
- 2020-03-24
- Accepted Time:
- 2020-03-26 16:25:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294357 | F John Barry | 10 East 40Th St, 42Nd Floor New York NY 10016 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-24 | 3,377 | $4.20 | 68,523,721 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-24 | 50 | $4.50 | 68,523,771 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-24 | 4,100 | $4.60 | 68,527,871 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-24 | 900 | $4.61 | 68,528,771 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-24 | 333,685 | $4.64 | 68,862,456 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 194,675 | Indirect | By Spouse |