Filing Details

Accession Number:
0001171843-20-002045
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-26 16:25:45
Reporting Period:
2020-03-24
Accepted Time:
2020-03-26 16:25:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry 10 East 40Th St, 42Nd Floor
New York NY 10016
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-24 3,377 $4.20 68,523,721 No 4 P Direct
Common Stock Acquisiton 2020-03-24 50 $4.50 68,523,771 No 4 P Direct
Common Stock Acquisiton 2020-03-24 4,100 $4.60 68,527,871 No 4 P Direct
Common Stock Acquisiton 2020-03-24 900 $4.61 68,528,771 No 4 P Direct
Common Stock Acquisiton 2020-03-24 333,685 $4.64 68,862,456 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 194,675 Indirect By Spouse