Home > Insider Trading > Filing (0001628280-20-004062)

Filing Details

Accession Number:: 0001628280-20-004062
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-25 17:13:34
Reporting Period:: 2020-03-23

Accepted Time:: 2020-03-25 17:13:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1576280	Guardant Health Inc.	GH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206964	A Derek Bertocci	505 Penobscot Drive Redwood City CA 94063	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-03-23	15,371	$3.63	100,333	No	4	M	Direct
Common Stock	Acquisiton	2020-03-23	3,729	$8.80	104,062	No	4	M	Direct
Common Stock	Disposition	2020-03-23	14,245	$60.32	89,817	No	4	S	Direct
Common Stock	Disposition	2020-03-23	3,985	$61.36	85,832	No	4	S	Direct
Common Stock	Disposition	2020-03-23	680	$62.45	85,152	No	4	S	Direct
Common Stock	Disposition	2020-03-23	190	$64.00	84,962	No	4	S	Direct
Common Stock	Acquisiton	2020-03-24	114	$8.80	85,076	No	4	M	Direct
Common Stock	Disposition	2020-03-24	12	$61.55	85,064	No	4	S	Direct
Common Stock	Disposition	2020-03-24	18	$64.27	85,046	No	4	S	Direct
Common Stock	Disposition	2020-03-24	65	$65.57	84,981	No	4	S	Direct
Common Stock	Disposition	2020-03-24	19	$66.59	84,962	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2020-03-23	15,371	$0.00	15,371	$3.63
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2020-03-23	3,729	$0.00	3,729	$8.80
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2020-03-24	114	$0.00	114	$8.80

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,371	2026-07-26	No	4	M	Direct
22,402	2028-08-21	No	4	M	Direct
22,288	2028-08-21	No	4	M	Direct

Footnotes

These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $61.02 to $62.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $62.05 to $62.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $61.32 to $61.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $63.83 to $64.775, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $65.11 to $66.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $66.24 to $66.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The stock option vests and becomes exercisable as to 25% of the options on July 18, 2017, thereafter vests in equal monthly installments over 36 months.
The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on August 22, 2018.