Filing Details

Accession Number:
0001209191-20-021083
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-25 13:27:49
Reporting Period:
2020-03-17
Accepted Time:
2020-03-25 13:27:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1593222 City Office Reit Inc. CIO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331375 B Stephen Shraiberg 9375 Riviera Hills Dr.
Greenwood Village CO 80111
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-17 10,000 $8.01 96,711 No 4 P Direct
Common Stock Acquisiton 2020-03-23 11,964 $0.00 108,675 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-03-23 11,964 $0.00 11,964 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,000 Indirect Family Partnership
Common Stock 2,000 Indirect Family Member
Common Stock 7,000 Indirect Spouse
Common Stock 43,124 Indirect Through Po-Jay LLLC
Footnotes
  1. The Reporting Person resigned from the Board of Directors of the Company prior to this purchase of common stock.
  2. In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.
  3. The Reporting Person disclaims beneficial ownership of these securities as this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
  4. The Compensation Committee and the Board of Directors of the Company approved, immediately prior to the Reporting Person's resignation from the Board of Directors of the Company, accelerated vesting of 100% of the Reporting Person's unvested equity that was otherwise scheduled to vest in three substantially equal installments on each of the first three annual anniversaries of the applicable initial grant date, generally subject to the grantee's continued service through each applicable vesting date. The restricted stock units reported herein have vested and converted to common shares as at March 23, 2020.