Filing Details

Accession Number:
0001737534-20-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-24 20:02:51
Reporting Period:
2020-03-20
Accepted Time:
2020-03-24 20:02:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737534 Kara Hamilton C/O Smartsheet Inc.
10500 Ne 8Th St., Suite 1300
Bellevue WA 98004
Chief People & Culture Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-23 10,000 $3.73 13,452 No 4 M Direct
Class A Common Stock Disposition 2020-03-23 10,000 $41.11 3,452 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy Class A Common Stock) Acquisiton 2020-03-20 28,689 $0.00 28,689 $42.10
Class A Common Stock Restricted Stock Units (RSU) (Class A) Acquisiton 2020-03-20 22,307 $0.00 22,307 $0.00
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2020-03-23 10,000 $0.00 10,000 $3.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,689 2030-03-19 No 4 A Direct
22,307 2030-03-19 No 4 A Direct
15,573 2027-03-16 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
  2. The option shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
  3. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
  4. The RSUs shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
  5. The option vested as to 25% of the total shares on February 1, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.