Filing Details
- Accession Number:
- 0001567619-20-006961
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-03-24 19:27:55
- Reporting Period:
- 2020-03-23
- Accepted Time:
- 2020-03-24 19:27:55
- Original Submission Date:
- 2020-03-23
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 5000 W. 36Th Street, Unit 130 Minneapolis MN 55416 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-23 | 2,862 | $11.95 | 883,557 | No | 4 | P | Indirect | By AO Partners I, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By AO Partners I, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 94,938 | Indirect | By Glenhurst Co. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | $8.62 | 2013-08-30 | 2022-08-30 | 2,500 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-08-30 | 2,500 | 2,500 | Direct |
Footnotes
- This Amended Form 4 is being filed to correct the purchase transaction reported on a Form 4 filed on March 23, 2020. The purchase of shares was incorrectly reported as having been purchased by Glenhurst Co.. The purchase was made by AO Partners I, LP.
- The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.