Filing Details
- Accession Number:
- 0001179110-20-004111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-24 18:23:35
- Reporting Period:
- 2020-03-21
- Accepted Time:
- 2020-03-24 18:23:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604821 | Natera Inc. | NTRA | Services-Medical Laboratories (8071) | 010894487 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1697362 | Burkes Michael Brophy | C/O Natera, Inc., 201 Industrial Road Suite 410 San Carlos CA 94070 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-21 | 1,118 | $0.00 | 21,179 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-03-22 | 4,309 | $0.00 | 25,488 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-23 | 285 | $24.10 | 25,203 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-23 | 1,096 | $24.10 | 24,107 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2020-03-21 | 1,118 | $0.00 | 1,118 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2020-03-22 | 4,309 | $0.00 | 4,309 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,469 | No | 4 | M | Direct | ||
| 12,927 | No | 4 | M | Direct |
Footnotes
- Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
- Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.
- Each RSU represents a contingent right to receive one share of the common stock of the issuer.
- The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
- The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
- The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
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