Filing Details
- Accession Number:
- 0001214659-20-002883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-24 16:38:25
- Reporting Period:
- 2020-03-23
- Accepted Time:
- 2020-03-24 16:38:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 522154066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600865 | R James Neal | C/O Xoma Corporation 2200 Powell Street, Suite 310 Emeryville CA 94608 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2020-03-23 | 1,000 | $14.50 | 20,849 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 4,673 | Indirect | by 401(k) |
Billionaire Hedge Funds
