Filing Details
- Accession Number:
- 0001127602-11-010529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 12:28:31
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 12:28:31
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397981 | Jr James Leroy Williams | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Vp Information & Tech Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-16 | 100 | $34.11 | 9,157 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-03-16 | 268 | $34.11 | 9,425 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-03-16 | 100 | $34.11 | 9,525 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-03-16 | 300 | $34.11 | 9,825 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2011-03-15 | 3,232 | $34.18 | 3,232 | $0.00 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2011-03-15 | 15 | $34.18 | 15 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,232 | No | 4 | A | Direct | ||
7,362 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,884 | Indirect | 401(k) Plan |
Footnotes
- Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- Receipt of restricted stock unit award under the Deposit Share Program.
- The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting the reporting person's stock ownership guidelines. If the stock ownership guidelines are met, then 30% of the restriction will lapse in the second year, 30% in the third year and 40% in the fourth year on either March 15, June 15, September 15 or December 15, the quarter immediately following the anniversary of the restricted stock unit grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Plan.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.